Fund companies looking for regulator permission to include derivatives in active ETFs will no longer have the Securities and Exchange Commission standing in their way-in the first tangible outcome of ...

First Impressions In December, the SEC released a document that addressed the derivatives usage of mutual funds (and exchange-traded funds). The commission has been busy over the past year, having ...

WASHINGTON (CN) - The Securities and Exchange Commission is asking if and how it should regulate the use of derivatives by mutual funds and other investment companies covered by the Investment Company ...

US buy-side firms have warned that current derivatives rules are confusing and open to interpretation, backing regulators’ plans for a rethink of the Investment Company Act of 1940. US buy-side firms ...

Securities and Exchange Commission Chairman Mary Schapiro said it's "critical" for regulators to gain more access to information on derivative transactions to police market abuses. Regulators need ...

The U.S. Securities and Exchange Commission (SEC) is proposing to bring over-the-counter swap markets under greater oversight as part of he effort to ramp up regulation of OTC derivatives markets. The ...

The Securities and Exchange Commission is considering whether trading in over the counter derivatives should be reported like other securities transactions, SEC Chairman Mary Schapiro told a ...